Compliance Lawyer
Core
Junior in-house legal counsel providing practical commercial advice on regulatory and compliance matters for a financial services business.
Role type
Junior in-house compliance lawyer
Builds
Compliance and risk management frameworks, regulatory reporting, and fund documentation
Domain
Financial services / Regulatory compliance
Required skills
Legal drafting, regulatory analysis, risk assessment, stakeholder engagement, commercial advice, compliance monitoring
Preferred skills
Experience in corporate/commercial/financial services law, knowledge of AFSL requirements, financial services regulation expertise
Technologies
ASIC systems, AUSTRAC reporting platforms, legal research databases
Responsibilities
Advise on AFSL regulatory requirements, review and update compliance policies, assist with regulatory reporting and lodgements, conduct compliance reviews and risk assessments, support new business initiatives from a legal perspective, assist with compliance training and incident management
Seniority
Junior, hands-on IC
