Compliance Manager
Core
Embedding a mature, practical compliance culture across the business by translating complex regulatory obligations into simple, workable guidance.
Role type
Senior IC Compliance Manager
Builds
Compliance management framework, policies, annual Compliance Management Plan, and supporting documentation
Domain
Financial services / Insurance / Regulated environment
Required skills
Interpreting legislation, regulation and standards; Operating within a compliance monitoring framework; Managing external disputes and regulators; Designing and delivering compliance training and inductions
Preferred skills
Insurance industry experience (life or general); GRC strategy, standards, tools and techniques familiarity
Responsibilities
Leading and evolving the organisation's compliance management framework; Overseeing day-to-day compliance incident and breach management; Preparing and contributing to Board, executive committee and regulator reports; Managing external disputes and regulators; Overseeing regulatory code audits and ensuring outsourced/authorised representatives meet licensing obligations
Seniority
Senior, hands-on IC
