Spécialiste en Suitability LSFin/FIDLEG
Core
Conducting on-site inspections, developing supervisory measures, and advising on suitability and financial market integrity (LSFin/FIDLEG) to protect investors and ensure the smooth functioning of the Swiss financial market.
Role type
Senior regulatory specialist (suitability & LSFin/FIDLEG)
Builds
Regulatory oversight and compliance frameworks for supervised financial institutions
Domain
Financial regulation / Swiss banking supervision
Deliverable
client delivery
Required skills
LSFin (FIDLEG) expertise, suitability assessment, risk identification, regulatory analysis, on-site inspection, stakeholder management
Preferred skills
Compliance, audit, legal advisory, risk management, asset management
Technologies
N/A
Responsibilities
Conduct on-site inspections regarding suitability and LSFin; Develop and implement targeted supervisory measures; Advise supervisory teams on suitability issues; Identify risks and weaknesses at supervised institutions; Analyze regulatory developments and market trends; Collaborate on national and international regulatory projects
Seniority
Senior, hands-on IC