Global Financial Crimes Client Risk Unit Associate
Core
Evaluate high-risk client relationships and oversee the execution of enhanced due diligence to prevent financial crimes.
Role type
Associate level compliance analyst (financial crimes)
Builds
Client risk assessments and due diligence reports for the firm's Global Financial Crimes program
Domain
Financial services / Anti-Money Laundering (AML) / Sanctions
Deliverable
dashboards & analysis
Required skills
Analytical skills, knowledge of corporate structures, ability to research financial crimes negative news, familiarity with sanctions lists, understanding of AML regulations
Preferred skills
AML certification (ACAMS or equivalent), fluency in Spanish or Portuguese
Technologies
Third-party and internal databases for due diligence searches
Responsibilities
Review enhanced due diligence for new and existing higher risk clients, analyze and escalate financial crimes negative news, determine client risk rankings, review client accounts for matches to sanctions targets, engage databases for due diligence searches, provide guidance on AML policies and procedures, conduct trainings for stakeholders