Registered Client Relationship Analyst
Core
Provide exceptional service to clients and support Financial Advisors/teams by managing client accounts, executing transactions, and handling administrative tasks.
Role type
Client Relationship Analyst (Financial Services)
Builds
Client accounts, transaction records, and support materials for Financial Advisors
Domain
Financial Services / Wealth Management
Deliverable
client delivery
Required skills
Active Series 7, Series 66, or Series 63/65 licenses; knowledge of financial products (equities, bonds, options, mutual funds, annuities, insurance); advanced Microsoft Office skills; detail-oriented organization
Preferred skills
2+ years of industry experience; knowledge of financial services products
Technologies
MSOnline, eSign, eAuthorization, firm approved systems
Responsibilities
Execute money movement transactions; answer general non-investment account questions; onboard and maintain client accounts; assist with data entry for new accounts and financial planning; manage calendars and travel itineraries; prepare expense reports; support FA marketing strategy and research
Seniority
Individual Contributor