PWM Registered Client Service Associate
Core
Registered Client Service Associate supporting Financial Advisors by managing client accounts, processing transactions, and delivering financial services.
Role type
Client Service Associate (Financial Services)
Builds
Client accounts, financial plans, and client reports
Domain
Financial Services / Wealth Management
Deliverable
client delivery
Required skills
Series 7, Series 66/63/65, financial products knowledge (equities, bonds, options, mutual funds, annuities, insurance), Microsoft Office, client relationship management, account onboarding, transaction processing
Preferred skills
2+ years industry experience, college degree
Technologies
Morgan Stanley Online, Morgan Stanley Mobile, Microsoft Office
Responsibilities
Cultivate and enhance client relationships, onboard and maintain client accounts, input orders and discuss reinvestment options, prepare financial plans and client reports, support team marketing strategy and client events, perform administrative duties supporting Financial Advisors
Seniority
Individual Contributor