Registered Client Service Associate
Core
Provide exceptional service to clients and support Financial Advisors/Wealth Advisor teams by managing client accounts, executing transactions, and handling administrative tasks.
Role type
Client Service Associate (Financial Services)
Builds
Client relationships and account management for Financial Advisor teams
Domain
Financial Services / Wealth Management
Deliverable
client delivery
Required skills
Financial products knowledge (equities, bonds, options, mutual funds, annuities, insurance), money movement transactions, account onboarding and maintenance, digital tools enrollment, calendar and travel management, expense reporting, Microsoft Office proficiency
Preferred skills
Series 7, Series 66, Series 63, Series 65 licenses, 2+ years industry experience, college degree
Technologies
MSOnline, eSign, eAuthorization, Microsoft Office (Word, Excel, Outlook, PowerPoint)
Responsibilities
Execute money movement transactions, answer general non-investment account questions, enter profile information and documentation, onboard and maintain client accounts, educate clients on digital tools, support marketing strategy, manage calendars and travel itineraries, prepare expense reports
Seniority
Entry-level to Mid-level, individual contributor