Commodities Compliance Professional
Core
Director in Global Compliance overseeing regulatory risk and sales/trading practices for the North America Commodities business.
Role type
Senior IC compliance director (commodities)
Builds
Compliance coverage, regulatory reporting, and enforcement of sales/trading practices for the North America Commodities Group
Domain
Financial services / Commodities markets
Required skills
Regulatory knowledge (physical and derivative commodity products), Excel, product knowledge, communications
Preferred skills
Background with commodity markets, laws and regulations (even without specific compliance experience)
Technologies
Excel
Responsibilities
Produce and review compliance reports, prepare and maintain hedge exemptions, interact with regulators and business units, draft compliance notices and manuals, conduct compliance reviews and presentations
Seniority
Director (AVP), hands-on IC
