Institutional Securities Group Financial Crimes Advisory Vice President
Core
Vice President leading day-to-day execution of the financial crimes program for Morgan Stanley's Institutional Securities Group, covering KYC, AML, sanctions, and due diligence across Investment Banking, Global Capital Markets, and Fixed Income.
Role type
Senior IC financial crimes advisory officer (Vice President)
Builds
Enterprise-wide financial crimes prevention program and regulatory compliance for Institutional Securities businesses
Domain
Financial services / Regulatory compliance / Anti-Money Laundering (AML) / Sanctions
Deliverable
client delivery
Required skills
AML and sanctions regulatory knowledge, institutional securities transaction assessment, policy development, regulatory exam response, stakeholder coordination, risk view communication, training delivery
Preferred skills
Experience at large financial institutions, law firms, or regulatory bodies, project management, complex commercial transaction analysis
Technologies
N/A
Responsibilities
Support GFC Advisory Leads on KYC onboarding and transactional due diligence; Develop and communicate GFC risk views on clients and transactions; Serve as escalation point for suspicious activity and sanctions matters; Advise on customer risk ranking reviews; Review and approve New Product Approvals; Draft and execute policies and procedures; Deliver training to business units; Liaise with Legal, Compliance, and Risk teams; Represent the Firm in industry groups
Seniority
Senior, hands-on IC with leadership responsibilities
