Executive Director, Head of GFC Advisory for Private Wealth Management (PWM) Asia
Core
Lead the execution and maintenance of the Firm's enterprise-wide financial crime prevention and detection program for Private Wealth Management in Asia.
Role type
Executive Director, Financial Crime Compliance
Builds
Enterprise-wide AML, Economic Sanctions, Anti-Corruption, and Government/Political Activities Compliance programs
Domain
Financial Services / Compliance / Legal
Required skills
Financial crimes compliance, AML rules and regulations knowledge, policy and procedure development, regulatory liaison, audit management, team leadership, risk assessment, client due diligence oversight
Preferred skills
ACAMS certification or equivalent, fluency in Cantonese and Mandarin
Technologies
Screening and monitoring tools
Responsibilities
Oversee design, implementation, and execution of the GFC program for PWM Asia; Monitor and control adherence to policies and regulatory rules; Assess financial crimes related alerts; Maintain relationships with regulators and industry working groups; Manage internal and external audits as well as regulatory examinations; Lead a team of GFC professionals based in Hong Kong and Singapore; Develop and deliver financial crimes-related training; Monitor regulatory developments and support implementation of new rules.
Seniority
Executive Director, hands-on leadership