Private Wealth Management Senior Registered Client Service Associate
Core
Provide exceptional client service and administrative support to Financial Advisors and Private Wealth Advisors, handling account transactions, onboarding, and daily operational tasks.
Role type
Senior Registered Client Service Associate
Builds
Client accounts, service coverage for FAs/PWAs, and administrative workflows
Domain
Private Wealth Management / Financial Services
Deliverable
client delivery
Required skills
Active Series 7, Series 66/63/65 licenses, 5+ years industry experience, financial products knowledge (equities, bonds, options, mutual funds, annuities, insurance), advanced Microsoft Office, account onboarding, transaction execution, calendar management, expense reporting
Preferred skills
College degree, demonstrated strong performance in current role for 2 years
Technologies
MSOnline, eSign, eAuthorization, Microsoft Office (Word, Excel, Outlook, PowerPoint)
Responsibilities
Execute money movement transactions, answer non-investment account questions, onboard and maintain client accounts, manage calendars and travel itineraries, prepare expense reports, support marketing strategy, participate in firm initiatives
Seniority
Senior, hands-on IC