ISG Trade Surveillance Vice President
Core
Own surveillance risk across assigned products, markets, and scenarios, acting as a senior escalation point for Level 1 analysts to detect and investigate potential market abuse.
Role type
Senior IC trade surveillance vice president
Builds
Automated trade surveillance controls and risk management programs for institutional securities business
Domain
Financial services / Market abuse surveillance
Deliverable
production ML models | dashboards & analysis
Required skills
Trade surveillance, market abuse detection, regulatory compliance, risk management, stakeholder management, data analysis, scenario design, performance assessment, thematic reviews, audit engagement, training delivery
Preferred skills
Digital assets knowledge, electronic trading behaviors
Technologies
NASDAQ SMARTS, TradingHub
Responsibilities
Own surveillance risk across assigned products, markets and scenarios; Act as a senior escalation point for Level 1 analysts; Partner with Compliance, Legal, Operations, Technology, and Global Financial Crimes stakeholders; Assess trading activity and escalation matters to identify potential market abuse concerns; Support surveillance coverage across U.S., Canadian and Latin American markets; Manage multiple workstreams effectively; Lead or support regulatory inquiries, internal reviews, and audit engagements; Deliver ad hoc trainings, deep-dive analyses, and presentations
Seniority
Senior, hands-on IC