Group Function - Public Company Compliance
Core
In-house legal counsel supporting public company compliance, securities filings, and corporate governance for a dual-listed company (Nasdaq/HKEX) and its subsidiaries.
Role type
mid-level securities/capital markets lawyer
Builds
regulatory filings, periodic reports, and governance documentation for listed entities
Domain
Public company compliance, securities law, corporate governance
Required skills
HKEX Listing Rules expertise, U.S. securities law knowledge, disclosure management, corporate governance policy maintenance, board meeting support, regulatory research
Preferred skills
Mandarin Chinese proficiency, experience with multi-listed structures
Technologies
N/A
Responsibilities
Prepare and submit HKEX filings and announcements; Handle disclosure of interests filings under Part XV of the SFO; Prepare U.S. beneficial ownership reports (Schedules 13D/13G) and Section 16 filings; Assist with periodic reports across both regimes; Support board and committee processes; Prepare AGM circulars, notices, proxy forms, and proxy statements; Maintain corporate governance policies and files; Prepare training materials for directors and officers; Coordinate disclosure across listed entities
Seniority
Mid-level, hands-on IC
