Compliance Senior Associate
Core
Design and implement compliance testing frameworks, methodologies, and checklists to assess project risks and controls, ensuring alignment with regulatory guidelines and organizational policies.
Role type
Senior IC compliance testing and framework specialist
Builds
Compliance testing frameworks, risk assessment methodologies, and quality reporting dashboards
Domain
Professional services / Risk and Compliance / Internal Audit
Deliverable
production ML models | product features | dashboards & analysis | client delivery
Required skills
Compliance testing, Internal auditing, SOX compliance audit, Risk assessment, Policy evaluation, Stakeholder management, Exception handling, Process improvement, Management presentation, Team coaching
Preferred skills
Analytics leverage, New area review, Tool implementation, Functional goal contribution
Technologies
Compliance testing frameworks, Central databases
Responsibilities
Implement and improve compliance testing frameworks and checklists; Lead and perform compliance testing projects; Evaluate guidelines and policies to identify unmitigated risks; Review testing sheets and backup documents for re-performance standards; Track implementation of recommendations with stakeholders; Finalize exceptions and agree on facts and way forward; Prepare management presentations summarizing testing cycles; Develop a learning culture by coaching and training team members; Contribute to building organizational awareness of compliance requirements.
Seniority
Senior, hands-on IC with team supervision