Compliance Analyst
Core
Support the development and implementation of the Bank's Compliance Monitoring Programme and ensure compliance processes are maintained against regulatory guidelines.
Role type
Second line of defence compliance analyst
Builds
Compliance frameworks, monthly controls testing reports, regulatory submissions
Domain
UK Banking / Financial Crime / Regulatory Compliance
Deliverable
production ML models | product features | dashboards & analysis | research | client delivery | infrastructure | physical/clinical work
Required skills
Compliance monitoring, thematic reviews, regulatory reporting, horizon scanning, stakeholder management, conduct risk, TCF activities
Preferred skills
Commercial banking background, retail banking experience, payments regulations, ICA qualifications
Technologies
Compliance systems, data collection tools
Responsibilities
Undertake monthly controls testing and prepare reports, support business-wide thematic reviews, collect data for regulatory reporting, manage day-to-day compliance enquiries, assist in Conduct Risk and TCF activities
Seniority
Junior to Mid-level, hands-on IC