Trade Surveillance Analyst
Core
Investigate and resolve trade surveillance alerts to detect market abuse (spoofing, layering, wash trading) and enhance pre- and post-trade controls.
Role type
Trade Surveillance Analyst
Builds
Enhanced surveillance alert parameters and pre/post-trade controls
Domain
Financial markets compliance (India)
Deliverable
production ML models | dashboards & analysis
Required skills
Market abuse detection, alert investigation, parameter calibration, data analysis, regulatory reporting, SEBI/Exchange regulations knowledge, Excel (pivot tables, VLOOKUP/XLOOKUP, macros)
Preferred skills
Multi-class surveillance (equities, derivatives, commodities), familiarity with trade surveillance systems (OneTick, SMARTS, NICE Actimize, Trading Technologies, First Derivatives), proprietary trading/market making knowledge
Technologies
OneTick, SMARTS, NICE Actimize, Trading Technologies, First Derivatives, Excel
Responsibilities
Investigate and resolve trade surveillance alerts across market abuse typologies; Monitor and investigate market surveillance alerts and electronic communications; Manage alert queues and ensure timely escalation/closure; Review and calibrate surveillance alert parameters; Record keeping and prepare reports for regulatory submissions; Drive data analysis and reporting for compliance needs
Seniority
Mid-level, hands-on IC
