Senior Trade Surveillance Analyst — Financial Crimes Department
Core
Monitor trading activity, investigate suspicious patterns (spoofing, wash trading, insider trading), and support market-integrity and financial-crime compliance programs.
Role type
Senior Trade Surveillance Analyst (Financial Crimes)
Builds
Trade surveillance alerts, investigative findings, and regulatory reports for market integrity
Domain
Fintech / Financial Crime Compliance
Required skills
Trade surveillance, AML investigations, transaction monitoring, market abuse typologies, trading data analysis, regulatory reporting, audit documentation, risk assessment, stakeholder escalation, control framework design
Preferred skills
Surveyor by Trillium proficiency, FINRA Series 24 license
Technologies
Surveyor by Trillium, Alpaca internal systems
Responsibilities
Develop and test trade-surveillance scenarios and alert logic; review and investigate trade-surveillance alerts for market manipulation; analyze trading activity to identify anomalies and determine escalation needs; document investigative findings and rationale; coordinate with AML and Compliance on trading-related investigations; prepare management reporting on surveillance metrics and trends.
Seniority
Senior, hands-on IC
