Job
Core
Lead and coordinate the compliance function across regulated entities, ensuring adherence to regulatory requirements in CFDs, Forex, and Shares sectors.
Role type
Senior Compliance Team Lead
Builds
Compliance frameworks, monitoring programs, and regulatory reporting
Domain
Financial Services / Regulated Trading
Required skills
Regulatory expertise, team coordination, risk assessment, policy development, stakeholder management, reporting
Preferred skills
Knowledge of CFDs, Forex, and Shares regulations, experience with licensing applications
Technologies
Compliance monitoring tools, regulatory databases
Responsibilities
Monitor and interpret regulatory requirements; coordinate compliance team activities; oversee group-wide compliance obligations; develop and enhance compliance policies; assess new products for regulatory compliance; liaise with regulators and external advisors.
Seniority
Senior, hands-on IC