Registered Operations Manager
Core
Manage operational structures, processes, and branch staff to support business objectives, revenue growth, and client experience for financial advisors.
Role type
Senior IC operations manager (financial services branch)
Builds
Branch operational efficiency, advisor practice support, and client service workflows
Domain
Financial services / Wealth management
Required skills
Team leadership and performance management, Financial reporting and budgeting, Client meeting support and coordination, Regulatory compliance and licensing management, Process optimization and analysis, HR and labor law knowledge
Preferred skills
Experience with real estate and facilities initiatives, Proficiency with standard business software applications
Technologies
Standard business software applications
Responsibilities
Manage resources to achieve revenue and client acquisition targets, Assist advisors in servicing clients including preparing financial plans and processing transactions, Build, manage, and analyze branch reports and vitals, Lead, coach, and mentor direct reports including hiring and allocation
Seniority
Senior, hands-on IC