Market Surveillance Analyst
Core
Monitor trading activity and investigate alerts to detect market abuse, manipulation, and suspicious trading behavior across multiple asset classes.
Role type
Market Surveillance Analyst (Investigator)
Builds
Surveillance alerts, case notes, and evidence packages for internal review and regulatory inquiries.
Domain
Financial services / Trading surveillance
Required skills
Market surveillance platform expertise (NASDAQ SMARTS, Eventus, Scila, NICE Actimize), order-book manipulation analysis, trade data analysis, investigative documentation, attention to detail, independent work management
Preferred skills
Broad manipulation typology investigation, scenario tuning, regulatory exam support, quality assurance, process improvement
Technologies
NASDAQ SMARTS, Eventus, Scila, NICE Actimize
Responsibilities
Review surveillance alerts, analyze trading patterns and communications, document investigative findings, collaborate with Compliance and Trading teams, improve surveillance logic and workflows
Seniority
Mid-level, hands-on IC
