Senior Compliance Associate, Issues Management
Core
Senior Compliance Associate managing the full lifecycle of regulatory and risk-related issues within the second line of defense, ensuring effective remediation and closure.
Role type
Senior IC compliance associate (issues management)
Builds
Remediation plans, issue inventories, and risk insights for banking/financial services
Domain
Financial services / Regulatory compliance
Required skills
Issue lifecycle management, remediation monitoring, root cause analysis, regulatory knowledge, stakeholder collaboration, risk prioritization
Preferred skills
GRC platforms, issue management systems, CRCM/CIA certifications, second-line oversight frameworks
Technologies
GRC platforms, issue management systems
Responsibilities
Execute second-line compliance issue management activities including intake, documentation, tracking, and closure; Review and challenge remediation plans and evidence; Maintain accurate issue inventories and monitor aging; Analyze issue trends to inform risk prioritization; Collaborate with Engineering, Operations, Legal, and Compliance teams
Seniority
Senior, hands-on IC