Registered Wealth Management Client Associate
Core
Provides client service support to Financial Advisors, acting as the primary point of contact for client service needs and ensuring operational excellence.
Role type
Registered Wealth Management Client Associate
Builds
Client service solutions and banking integration for individual, corporate, and institutional clients
Domain
Wealth Management / Financial Services
Deliverable
client delivery
Required skills
FINRA Series 7, Series 66, Series 63, Series 65, SIE, investment product knowledge, client relationship management, operational compliance, Salesforce, Microsoft Office suite
Preferred skills
client experience, fast-paced environment adaptability, detail orientation, continuous learning, sound judgment, emotional intelligence
Technologies
Salesforce, Microsoft Word, Microsoft Excel, Microsoft PowerPoint
Responsibilities
Educate clients on bank service offerings, ensure timeliness and accuracy in client materials, align practices with bank policies, deepen client relationships, support team activities and cover roles during absences
Seniority
Individual Contributor, entry to mid-level