Registered Wealth Management Client Associate
Core
Provides client service support to Financial Advisors by acting as the primary point of contact for client needs, ensuring operational excellence, and educating clients on bank offerings.
Role type
Client Service Associate (Wealth Management)
Builds
Client relationships and service delivery for Financial Advisors
Domain
Banking / Wealth Management
Deliverable
client delivery
Required skills
Series 7, 63/65 or 66, Investment products knowledge, Client service, Operational compliance, Salesforce
Preferred skills
Microsoft Office, Business development, Pipeline management
Technologies
Salesforce, Microsoft Word, Excel, PowerPoint
Responsibilities
Educate clients on bank service and banking offerings, Ensure timeliness and accuracy in client materials, Assist with policy alignment to manage risk, Identify and maintain client relationships, Support day-to-day team activities and cover roles during absences
Seniority
Individual Contributor