Registered Wealth Management Client Associate
Core
Provides client service support to Financial Advisors by acting as the primary point of contact for client service needs, ensuring timely and accurate client materials, and promoting banking offerings.
Role type
Wealth Management Client Associate (Client Service Support)
Builds
Client relationships and operational support for Financial Advisors
Domain
Wealth Management / Banking
Deliverable
client delivery
Required skills
FINRA SIE, Series 7, Series 66, investment product knowledge, client service, operational compliance, Salesforce proficiency
Preferred skills
client experience, fast-paced environment adaptability, detail orientation, continuous learning, sound judgment, Microsoft Office proficiency
Technologies
Salesforce, Microsoft Word, Excel, PowerPoint
Responsibilities
Educate clients on bank service and banking offerings; ensure timeliness, accuracy, and completeness in client materials; assist with policy alignment to support operational excellence and risk management; identify and deepen client relationships; support day-to-day team activities and cover roles during absences.
Seniority
Individual Contributor