Associate to SVP, Specialist, Know Your Customer, Private Banking
Core
Provide guidance to Front Office during the KYC process for Private Banking and Treasures Private Client, ensuring high KYC standards and conducting due diligence reviews.
Role type
Senior IC compliance specialist (KYC/AML)
Builds
Efficient alert and due diligence review processes and updated internal procedures
Domain
Banking + Anti-Money Laundering (AML)
Required skills
KYC due diligence, AML/CDD knowledge, risk assessment, name screening, data analysis, policy interpretation, team coaching, project management
Preferred skills
People management, culture change management, system enhancement UAT
Technologies
Advanced Excel, Power BI, Tableau
Responsibilities
Plan, lead, and report on team performance; Develop new methods for alert and due diligence review processing; Coach and train KYC AML staff and Relationship Managers; Support AML champion to resolve onboarding and periodic review issues; Perform and review KYC due diligence checks on new account openings and client structure changes; Review client profiles and validate source of funds/wealth; Conduct risk assessments and determine risk ratings; Review name screening results and decide on escalation; Prepare MIS reports and presentation decks; Update internal policies and operating manuals; Participate in system enhancement UAT and assigned projects.
Seniority
Senior, hands-on IC with leadership responsibilities