Registered Wealth Management Client Associate
Core
Provides client service support to Financial Advisors by acting as the primary point of contact for client service needs, ensuring timely and accurate client materials, and promoting the incorporation of banking into client practices.
Role type
Wealth Management Client Associate (Client Service Support)
Builds
Client relationships and banking integration for individuals, companies, and institutions
Domain
Financial Services / Wealth Management
Deliverable
client delivery
Required skills
FINRA SIE, Series 7, 63/65 or 66, advanced investment product knowledge, client service, operational compliance, Salesforce proficiency
Preferred skills
Microsoft Office Suite, self-motivation, flexibility, detail orientation, client experience excellence, quick problem solving, discretion with sensitive information
Technologies
Salesforce, Microsoft Word, Excel, PowerPoint
Responsibilities
Educate clients on bank service and banking offerings, ensure timeliness and accuracy in client materials, assist with policy alignment to manage risk, identify and deepen client relationships, support day-to-day team activities and cover roles during absences
Seniority
Individual Contributor, entry to mid-level