Regulatory Change Assurance Specialist
Core
Lead and execute regulatory change assurance reviews to assess the design and implementation of responses to new or amended laws, rules, and regulations while managing the operational function.
Role type
Senior IC regulatory change assurance specialist (program manager)
Builds
Regulatory change assurance methodologies, workpapers, reporting standards, and issue closure packages
Domain
Financial services / Regulatory compliance
Required skills
Regulatory change management, Assurance review execution, Program management, Stakeholder engagement, Risk-based assessment, Methodology development, Audit coordination, Remediation tracking
Preferred skills
Regulatory examination response preparation, Root cause analysis, Thematic issue identification
Technologies
GRC platforms, Regulatory change management systems
Responsibilities
Lead assurance reviews across the regulatory change lifecycle, Manage the assurance project pipeline, Develop and maintain assurance methodologies and templates, Coordinate responses to regulators and auditors, Produce management reporting on assurance coverage and risks, Engage with business and compliance stakeholders to assess compliance risks
Seniority
Senior, hands-on IC with program management duties