Senior Associate at Enforcement Division November 2026
Core
Senior Associate in the Enforcement Division responsible for investigating financial misconduct, preparing legal notices, and negotiating settlements to uphold regulatory standards.
Role type
Senior Associate, regulatory enforcement
Builds
Enforcement actions, legal notices, and settlement resolutions for the Astana Financial Services Authority
Domain
Financial regulation and law enforcement
Deliverable
client delivery
Required skills
Financial regulatory expertise, legal documentation, evidence management, settlement negotiation, regulatory collaboration, policy drafting, interdepartmental coordination, administrative management
Preferred skills
Advanced degree in Economics/Law/Finance, advisory experience in audit/compliance/legal, relevant professional certifications
Technologies
MS Office
Responsibilities
Monitor investigations and compliance deviations, review third-party referrals, respond to misconduct reports, prepare legal notices and decision documents, conduct witness interviews and evidence collection, negotiate settlements, collaborate with local/international regulators and law enforcement, draft policies and internal reports
Seniority
Senior, hands-on IC