Financial Advisor Support Specialist II - Greenville, SC
Core
Primary administrative and service support for Financial Advisors serving mass affluent clients, handling onboarding, transactions, and account maintenance.
Role type
Senior IC financial advisor support specialist
Builds
Client onboarding experiences, accurate account administration, and operational support for the Wealth team
Domain
Financial services / Wealth management
Required skills
Client onboarding, financial transactions, regulatory compliance, AML/CIP procedures, database management, report generation, client relationship support, MS Office proficiency, investment knowledge
Preferred skills
Associate or bachelor's degree, 1+ years financial industry experience, SIE & Series 99 registration, experience with affluent clients, process improvement
Technologies
MS Word, Excel, PowerPoint, Contact Management databases
Responsibilities
Execute client onboarding and discovery, handle fund transfers and account maintenance, ensure regulatory compliance (SEC, FINRA, AML), generate reports and proposals, manage client inquiries, coordinate information flow between departments
Seniority
Mid-level, hands-on IC