Associate to SVP, Specialist, Know Your Customer, Private Banking
Core
Provide guidance to Front Office during the KYC process for Private Banking, ensuring high KYC standards and conducting due diligence reviews.
Role type
Senior IC compliance specialist (KYC/AML)
Builds
Efficient alert and due diligence review processes and client onboarding workflows
Domain
Banking + Anti-Money Laundering (AML)
Deliverable
dashboards & analysis
Required skills
KYC due diligence, risk assessment, name screening, data analysis, policy development, team coaching, regulatory compliance (HKMA/SFC/MAS), project management
Preferred skills
People management, culture change management, system enhancement UAT
Technologies
Advanced Excel, Power BI, Tableau
Responsibilities
Plan, lead, and report on team activities; Develop new methods for alert and due diligence processing; Coach and train KYC AML staff and Relationship Managers; Support AML champion to resolve onboarding and periodic review issues; Perform and review KYC due diligence checks on new accounts and client changes; Review client profiles and validate source of funds; Conduct risk assessments and determine risk ratings; Review name screening results and decide on escalation; Prepare MIS reports and presentations; Update internal policies and operating manuals.