KYC Analyst - US Investment Bank
Core
Conduct end-to-end Customer Due Diligence (CDD) reviews for new client onboarding and periodic refreshes, performing continuous screening for Negative Media, Politically Exposed Persons (PEPs), and Sanctions to mitigate financial crime risk.
Role type
KYC Analyst
Builds
Verified client records and regulatory compliance status for investment banking clients
Domain
Financial Services / Anti-Money Laundering (AML) / Regulatory Compliance
Deliverable
client delivery
Required skills
CDD and KYC regulatory standards, client onboarding, negative media screening, PEP screening, sanctions screening, database management, case management system usage, regulatory documentation verification, stakeholder partnership, compliance investigations, risk troubleshooting, research, problem-solving
Preferred skills
Additional Asian language proficiency
Technologies
Internal firm databases, case management systems
Responsibilities
Conduct end-to-end CDD reviews for new client onboarding and regular periodic refreshes; Carry out continuous screening on clients and delivery instructions for Negative Media, Politically Exposed Persons (PEPs), and Sanctions; Accurately update and maintain internal firm databases, case management systems, and client records with verified regulatory documentation; Partner actively throughout the review lifecycle with front-office business units, Client Onboarding, Compliance, and global Operations teams; Address internal stakeholder inquiries, support compliance-driven investigations, and manage ad hoc review tasks