Specialist, Business Unit Control - Investment Practice
Core
Advise control leadership on implementing control frameworks, conduct process risk assessments, and support risk-based control test plans to ensure adherence to standards and best practices within the Investment Practice.
Role type
Specialist, Business Unit Control (Risk & Control)
Builds
Control frameworks, risk assessments, and control test plans for the Investment Practice
Domain
Financial Services / Wealth Management / Investment Practice
Deliverable
dashboards & analysis
Required skills
Risk assessment, control framework implementation, process testing, regulatory compliance, policy development, audit remediation support, consensus building, written and verbal communication
Preferred skills
Financial services industry knowledge, proactive risk management mindset
Technologies
Audit Remediation, ASL, ATP Standards
Responsibilities
Advise control leadership on control framework implementation; Conduct process risk assessments and recommend control improvements; Support risk-based control test plans and report findings; Execute thematic reviews to assure control effectiveness; Ensure policies and procedures comply with regulatory requirements; Support key control programs (Audit Remediation, ASL, ATP Standards); Foster a strong risk management culture within the business unit.