Compliance Team Head-Greater Bay Area Corporate Banking Department
Core
Lead a team to implement external regulatory rules and internal policies, focusing on CDD and AML risk assessments for corporate banking clients.
Role type
Senior IC compliance team head (corporate banking)
Builds
CDD and AML risk assessment processes and operation manuals for corporate customers
Domain
Banking, Corporate Finance, Regulatory Compliance
Required skills
CDD and AML risk assessment, regulatory gap analysis, team management, risk monitoring, manual formulation, stakeholder cooperation
Preferred skills
None stated
Technologies
Microsoft PowerPoint, Excel, Word
Responsibilities
Promote and monitor implementation of regulatory rules and internal policies; Lead team to finish clients' CDD and AML risk assessment; Conduct self-checking for departmental CDD and AML processes; Carry out compliance risk monitoring of products, businesses, and management activities; Perform gap analysis to fulfill regulatory requirements; Cooperate with regulatory authorities for inspections; Organize training and guidance on CDD and AML risk assessments; Identify and determine compliance risk points and data indicators.
Seniority
Senior, hands-on IC with team management