Senior Officer, Securities (US Stock Trading - Night Shift) 高級主任, 證券交易
Core
Supervise hotlines for global stock trading services, transaction reconciliation, and fund transfers for HNW clients.
Role type
Senior operational officer (securities trading)
Builds
Global stock trading services and fund transfer operations
Domain
Financial services / Securities trading
Deliverable
client delivery
Required skills
transaction reconciliation, fund transfers, regulatory compliance review, system UAT, implementation health checks
Preferred skills
SFO Regulated Activities Type 1 & 4 qualification, Mandarin, Cantonese
Technologies
N/A
Responsibilities
Supervise dedicated hotlines for global stock trading services, Participate in system enhancement UAT and implementation health check, Review and supervise the implementation of regulations related to overseas stock operations, Assist in handling compliance and regulatory inquiries
Seniority
Senior, hands-on IC
