Compliance Analyst (Fixed Term Contract)
Core
Support the Compliance Officer in executing the compliance programme for ICE Data Indices, LLC, a regulated Benchmark Administrator, ensuring alignment with relevant regulations and best practices.
Role type
Compliance Analyst
Builds
Compliance policies, procedures, and control activities for a financial benchmark administrator
Domain
Financial services / Regulatory compliance
Deliverable
dashboards & analysis
Required skills
Knowledge of EU or UK financial regulations, IOSCO Principles for Financial Benchmarks, UK and EU Benchmarks Regulation (BMR), Market Abuse Regulation (MAR), regulatory engagement (CBI/FCA), compliance testing and monitoring, report preparation, training material development
Preferred skills
Experience with indices, critical analysis of complex information, Microsoft Office proficiency
Responsibilities
Design, review, develop, implement, and test key controls, policies, and procedures; Collaborate with business functions, legal, risk, audit, and security to update compliance policies; Perform testing and monitoring of control activities; Maintain compliance registers and records; Prepare reports, presentations, and metrics for management; Review and update compliance training materials; Assist with compliance investigations and reviews
Seniority
Mid-level, hands-on IC