Senior Compliance Manager
Core
Manage investment compliance monitoring and oversee the design, deployment, and maintenance of Aladdin compliance tests to ensure contractual terms are monitored accurately.
Role type
Senior IC compliance manager (investment guidelines)
Builds
Automated investment guideline rules and compliance workflows within Aladdin
Domain
Asset management / Investment compliance
Required skills
Investment compliance methodologies, Aladdin platform expertise, US investment laws (Investment Advisers Act, Investment Company Act, FINRA), complex investment products knowledge, regulatory monitoring
Preferred skills
SQL, Python, Snowflake, Power Automate, AI tool development
Technologies
Aladdin, Microsoft SQL, Python, Snowflake, Power Automate
Responsibilities
Translate legal documents into logic-based investment guideline rules for automated testing; Develop, test, and maintain Aladdin rules for account onboarding, amendments, and system upgrades; Collaborate with Investment, Trading, Legal, and Operations teams to assess compliance requirements; Monitor regulatory developments and emerging topics; Identify solutions to complex compliance issues and present recommendations to stakeholders
Seniority
Senior, hands-on IC
