Senior Market Data Compliance Manager
Core
Leads the delivery of the market data audit and compliance programme, ensuring client and vendor use of LSEG venue and index data is assessed against agreements and policies.
Role type
Senior Market Data Compliance Manager
Builds
Audit plans, compliance reviews, remediation strategies, and revenue recovery processes for LSEG venue and index data.
Domain
Financial Services / Market Data Compliance
Required skills
Market data licensing knowledge, audit planning, complex case management, client engagement, revenue recovery, governance, process improvement, risk-based prioritization, team leadership, contractual interpretation, negotiation strategy, data analysis, Salesforce governance, automation, AI tool promotion, information-barrier management.
Preferred skills
Experience in financial services compliance, understanding of market data sourcing and redistribution models, stakeholder management, policy application, investigative methodology.
Technologies
Salesforce, dashboards, trackers, AI analytical tools, data-led automation platforms.
Responsibilities
Own the global audit plan and prioritization process; Lead and develop market data auditors; Oversee complex on-site and remote compliance reviews; Ensure audit findings and documentation are accurate and evidence-led; Provide management direction on contractual interpretation and licensing issues; Manage client challenges and settlement discussions; Drive remediation of identified gaps; Maintain visibility of the pipeline through dashboards; Govern audit-related Salesforce records; Lead continuous improvement and automation of audit processes; Partner with reporting and platform teams on system changes; Ensure Restricted Customer Information (RCI) is handled correctly; Promote responsible use of AI tools.
Seniority
Senior, hands-on IC with leadership responsibilities