Associate, KYC Operations, Operations
Core
Conduct periodic reviews, risk classification, and document verification for existing clients to ensure compliance with KYC and AML regulations.
Role type
Associate KYC Operations Specialist
Builds
Compliant client files and risk classifications for financial institutions
Domain
Financial Services / Anti-Money Laundering (AML)
Required skills
KYC process execution, risk and regulatory classification, client ownership structure analysis, document verification, public source research, regulatory compliance knowledge
Preferred skills
Banking industry experience, knowledge of constitutional documents and corporate structures, Mandarin proficiency, knowledge of HK SFC AMLO and MAS KYC requirements
Technologies
Screening tools, external data sources
Responsibilities
Perform periodic reviews of existing clients, classify clients by risk and regulatory category, interact with clients to resolve screening exceptions, verify submitted documents using external data sources, respond to internal audit queries on KYC processes
Seniority
Mid-level, hands-on IC