AFAT Investment Trading Associate
Core
Primary trading resource for financial advisors, executing investment transactions and identifying advisory solutions to improve advisors' long-term financial outcomes.
Role type
Investment Trading Associate
Builds
Execution of equity, ETF, mutual fund, and fixed income transactions for advisory clients
Domain
Wealth Management / Securities Trading
Required skills
Securities trading execution, Investment product knowledge (equity, fixed income, ETFs, mutual funds), Regulatory compliance, Trade exception resolution, Thomson One proficiency, Advisory program understanding
Preferred skills
Process improvement, Workflow optimization, Market trend analysis
Technologies
Thomson One, Trading/Order Management Systems
Responsibilities
Review trade requests for completeness and accuracy, Execute investment transactions in client accounts, Identify and resolve trade-related exceptions, Research fixed income offerings and provide bond offer sheets, Partner with Operations and Compliance to ensure regulatory adherence, Generate trading and workflow reports, Support testing and enhancement of trading processes
Seniority
Mid-level, hands-on IC