FTC - Know Your Client & Client Onboarding Associate
Core
Conduct KYC onboarding and AML processes for financial institutions and other customers, ensuring compliance with AML/CTF standards and validating documentation for completeness and accuracy.
Role type
Associate Financial Crime Middle Office (KYC)
Builds
KYC records and onboarding files for SMBC Group companies
Domain
Banking / Financial Crime / Anti-Money Laundering
Required skills
KYC onboarding, AML/CTF standards compliance, public source document collection, negative news screening, PEP assessment, file validation, system updates, stakeholder coordination
Preferred skills
CDD team experience, AML certifications (ICA/ACAMS)
Technologies
ACCORD
Responsibilities
Complete KYC onboarding for financial institutions; validate collected documentation for accuracy and completeness; investigate and assess negative news and PEP matches; maintain interim negative news reviews and system updates; prepare and escalate exceptional handling or risk re-classification; interact with Front Office to source documentation and chase due dates; participate in system development and testing projects.
Seniority
Junior to Mid-level, hands-on IC