Senior Financial Regulatory Analyst
Core
Overseeing and preparation of European country financial regulatory filings and resolving ad-hoc financial regulatory requests.
Role type
Senior Financial Regulatory Analyst
Builds
Regulatory filings and compliance reports for Fisher Investments Europe
Domain
Financial Services / Regulatory Compliance
Deliverable
dashboards & analysis
Required skills
Financial regulatory filing preparation, European regulatory standards research, cross-functional coordination, policy enforcement, MS Excel/Word proficiency, independent problem-solving
Preferred skills
Accounting qualification (CPA/CA), experience with European regulatory bodies
Responsibilities
Prepare financial regulatory filings for FIUK and other European countries, act as main point of contact for ad-hoc regulatory requests, conduct research on applicable regulatory standards, coordinate with finance, legal, compliance, and internal audit groups
Seniority
Senior, hands-on IC