Senior Manager, Compliance (AIA Investment Management)
Core
Provide compliance advisory support across AIA Investment Management's business activities, products, and fund structures, driving critical outcomes that support compliance with applicable regulatory requirements.
Role type
Senior Manager, Compliance (Asset Management)
Builds
Compliance Monitoring Program, regulatory reporting, governance activities, and sanctions screening processes.
Domain
Financial Services / Asset Management / Investment Management
Required skills
Investment/securities compliance experience, Knowledge of MAS regulations, Experience across multiple asset classes (Equity, Fixed Income, Derivatives, Alternative Investments), Compliance monitoring platform knowledge, Sanctions screening expertise, Data privacy (PDPA) advisory, AML/CFT knowledge, Stakeholder engagement
Preferred skills
None stated
Technologies
Investment trading and compliance monitoring platforms
Responsibilities
Provide compliance advisory on fund vehicles (VCC, UCITS), Review marketing materials and prospectuses, Conduct Compliance Monitoring Programme for investment management activities, Oversee sanctions screening processes, Provide advisory support on PDPA and data privacy, Review broker and counterparty onboarding requests including AML/CFT checks
Seniority
Senior Manager, 7+ years total experience, 4+ years in investment/securities compliance
