Securities KYC Onboarding Associate - AVP
Core
Coordinates with internal partners and clients to obtain documentation for client onboarding, initiates and completes new-to-bank KYC files and high-risk reverifications, and maintains detailed tracking of KYC file status.
Role type
Senior IC securities KYC onboarding associate
Builds
New-to-bank KYC files and high-risk reverifications for securities clients
Domain
Financial services, securities, anti-money laundering (AML)
Required skills
Securities KYC/AML expertise, data anomaly identification, root cause analysis, regulatory obligation knowledge, suspicious activity detection, 3rd party data tool utilization, customer profile analysis
Preferred skills
Broker Dealer KYC requirements knowledge, client life cycle management, correspondent banking knowledge, MS Office proficiency
Technologies
Dealogic, Dun Bradstreet, LexisNexis, government registries
Responsibilities
Coordinate with internal partners and clients to obtain required information and documentation for onboarding; Initiate and complete new-to-bank KYC files and high-risk reverifications; Identify data anomalies and assist on root cause analysis; Maintain detailed tracking of KYC file status; Independently manage multiple simultaneous requests; Promptly address queries and assist with problem-solving matters; Identify, detect, or report suspicious activities in banking and finance services
Seniority
Senior, hands-on IC