VP, Compliance Transformation Program Manager
Core
Overseeing high-priority compliance transformation, remediation, and control enhancement initiatives to ensure alignment with regulatory expectations and business needs.
Role type
Senior IC program manager (compliance transformation)
Builds
Remediation programs, control enhancement initiatives, and compliance evolution roadmaps
Domain
Financial services compliance and regulatory remediation
Required skills
Program governance, portfolio management, regulatory remediation execution, risk and issue management, executive reporting, stakeholder partnership, technology budget coordination, process standardization
Preferred skills
MBA, JD, CPA, CAMS, CRCM, PMP, PMI-ACP, Lean Six Sigma
Technologies
Workflow design, automation, data reporting, tooling enhancements
Responsibilities
Oversee execution of high-priority compliance initiatives (e.g., DPA/DOJ Remediation, Market Conduct Remediation), maintain integrated portfolio views of remediation commitments, drive transparency and accountability across the compliance change portfolio, develop executive-ready reporting and dashboards, coordinate the annual compliance technology budget process, partner with cross-functional stakeholders to translate priorities into executable plans, monitor portfolio health and emerging risks, improve execution practices by standardizing templates and governance routines
Seniority
Senior, hands-on IC