CareerPlan

VP/ SVP Wealth Management and Digital Asset Compliance

Hong Kong, Hong Kong, HKFull-time2026-09-18 → 2026-11-10

Core

Senior compliance professional shaping and overseeing compliance frameworks for wealth management and digital asset initiatives, ensuring robust investor protection and adherence to SFC requirements.

Role type

VP/ SVP second-line compliance officer (Wealth Management & Digital Assets)

Builds

Compliance frameworks, product governance controls, and regulatory reporting for digital asset offerings.

Domain

Financial Services / Digital Assets / Wealth Management

Required skills

Regulatory advisory, product governance, regulatory monitoring, marketing review, client onboarding guidance, regulatory liaison, training design

Preferred skills

Digital asset expertise, blockchain infrastructure knowledge, stablecoin regime familiarity, investor protection obligations

Technologies

Blockchain infrastructure, cryptocurrency mechanics, tokenised securities, stablecoins, spot virtual assets, derivatives/ETFs

Responsibilities

Advise on design and set standards for retail investor protection controls; Support launch and ongoing compliance of digital asset offerings; Oversee compliance assessments for new product launches; Monitor evolving global regulatory trends; Review and approve marketing materials; Provide guidance on client onboarding and complaint handling; Serve as key point of contact for regulatory inquiries; Design and deliver training programmes.

Seniority

VP/ SVP, strategic oversight & advisory