Manager, Compliance - ACE Guidelines
Core
Lead a team translating complex client mandates, regulatory requirements, and internal policies into actionable compliance rules for PIMCO's global investment platform.
Role type
Manager, Investment Compliance
Builds
Actionable compliance rules and governance frameworks for portfolio management and trading
Domain
Asset Management / Fixed Income / Regulatory Compliance
Required skills
Investment compliance expertise, People management, Regulatory interpretation, Stakeholder management, Analytical problem-solving, Process improvement
Preferred skills
Fixed income strategy knowledge, Compliance automation, SQL/Python proficiency, CFA/CAIA certification, European languages
Technologies
ACE platform, Charles River, Aladdin, Bloomberg AIM, Sentinel, SQL, Python, Business Intelligence tools
Responsibilities
Lead and mentor a team of guideline specialists, Interpret and implement complex client mandates and regulatory requirements, Partner with Portfolio Managers and Trading teams on guideline interpretation, Oversee compliance rule implementation within the ACE platform, Act as an escalation point for complex guideline matters, Drive process improvements and automation initiatives
Seniority
Manager, hands-on leadership