Senior Compliance Associate - Regulatory Operations
Core
Senior Compliance Associate managing regulatory operations, SFC licensing, and client advisory for financial services firms.
Role type
Senior IC compliance operations specialist
Builds
Corporate SFC licences, regulatory submissions, statutory records
Domain
Financial services / Regulatory compliance
Deliverable
client delivery
Required skills
SFC corporate licensing, regulatory submissions, statutory record maintenance, client advisory, project coordination, analytical skills, organizational skills
Preferred skills
Accounting concepts, bookkeeping practices, Microsoft Office (Word, Excel)
Responsibilities
Serve as primary point of contact for SFC client matters; Take ownership of SFC licence applications from initiation to approval; Build long-term advisory relationships with clients; Prepare and deliver SFC notifications within deadlines