Control Room - Senior Analyst
Core
Maintaining information barriers, tracking material non-public information (MNPI), managing Watch and Restricted Lists, and handling UK Takeover Code disclosures for a global financial services group.
Role type
Senior Compliance Control Room Analyst
Builds
Compliance monitoring outputs, restricted list updates, and regulatory disclosure reports
Domain
Financial Services / Investment Banking Compliance
Deliverable
dashboards & analysis
Required skills
Compliance monitoring, Information barrier management, Watch List management, Restricted List management, Regulatory change management, Institutional research review, UK Takeover Code knowledge
Preferred skills
Investment banking product knowledge, Global markets understanding, Analytical capability, Attention to detail, Multi-tasking
Responsibilities
Maintain information barriers, track MNPI, manage Watch List activities, manage Restricted List conflicts, review institutional research, handle regulatory and legal change management
Seniority
Senior, hands-on IC