Junior Compliance Officer – Employee related Conflicts 100% (f/m/d)
Core
Monitor employee personal account transactions, manage conflicts of interest, and maintain information barriers to ensure compliance with banking regulations.
Role type
Junior Compliance Officer (Employee Conflicts)
Builds
Compliance frameworks and monitoring systems for employee transactions
Domain
Banking / Wealth Management / Compliance
Required skills
Transaction monitoring, policy implementation, insider list management, regulatory reporting, process improvement, training delivery
Preferred skills
German language, cross-functional collaboration, digitalization initiatives
Technologies
N/A
Responsibilities
Monitor personal account transactions, handle policy violations, maintain confidentiality areas, report management transactions, assess insider monitoring alerts, support foreign units, develop policies and guidelines, conduct compliance training
Seniority
Junior, hands-on IC