Wealth Management Client Associate - Tampa, FL
Core
Provides sales, processing, operational, administrative, and customer service support to Investment Relationship Managers in U.S. Bancorp Investment Sales.
Role type
Wealth Management Client Associate
Builds
Supports Investment Relationship Managers with administrative duties, client file maintenance, and business development coordination.
Domain
Financial Services / Wealth Management
Required skills
Investment industry experience, FINRA SIE/Series 7/63/65/66 registrations, life/variable life/health/disability licenses, knowledge of brokerage industry policies and regulatory standards (FINRA/SEC), understanding of Wealth Management Advisor business model, strong communication and organization skills.
Preferred skills
Bachelor's degree, 5+ years investment industry experience, deep understanding of sales process and internal compliance procedures.
Responsibilities
Making and tracking appointments, preparing investment proposals/reviews/routine correspondence, organizing paper flow, maintaining client files, answering phones, disseminating mail, meeting with prospects, contacting existing clients, planning marketing campaigns, coordinating business development seminars, meeting with internal departments.
Seniority
Individual Contributor